R152-26-5. Registration  


Latest version.
  •   (1) A registrant shall submit an application for registration only on the form authorized by the division. An application may be summarily denied if:

      (a) it is submitted on a form not authorized by the division;

      (b) it is submitted on the authorized form but it is not legible; or

      (c) it is submitted on the authorized form but it is incomplete in some material respect.

      (2) The application shall include the following:

      (a) the registrant's name, address, telephone number and facsimile number, if any;

      (b) the names, addresses, birth dates and places, and social security numbers of all registrant's officers, directors, members, principals and/or key employees;

      (c) the registrant's previous business addresses during the previous ten years;

      (d) other names, if any, that the registrant does business under;

      (e) identification of all licenses or permits currently held by the registrant and any that have been revoked or suspended;

      (f) disclosure of any judgment, injunctive order or conviction of any of registrant's officers, directors, members, principals, or key-employees of racketeering or any offense involving fraud, theft, embezzlement, fraudulent conversion of property, misappropriation of property or other similar crimes;

      (g) the name and address of the registrant's registered agent;

      (h) the location where telephone numbers are to be dialed; and

      (i) a description of the goods or services that are to be the subject of the telephone solicitation.

      (3) Each registrant shall submit copies of the following documents with their application:

      (a) All scripts to be used in the telephone solicitation;

      (b) Articles of incorporation or other organizational documentation showing registrant's current legal status.

      (4) At the option of the director, the processing of an application by the division's staff may be delayed to give the registrant an opportunity to cure technical defects in his application.

      (5) If information in an application for registration or for renewal of registration as a telephone soliciting business materially changes or becomes incorrect or incomplete, the applicant shall, within 30 days after the information changes or becomes incorrect or incomplete, submit the correct information on the corresponding page of the registration application with a cover page or letter clarifying that the submission is correcting information to an existing registration.

      (a) Material changes to the legal status of the registrant's organization or ownership of the telephone soliciting business may not be submitted as an amendment to an existing registration. An initial application for registration must be completed and submitted for approval by the Division.

      (b) The director may suspend or revoke a registration if material changes or corrections to the registration are not submitted as required by this rule.