R68-30-13. Violation Categories

  1) Public Safety Violations: $3,000- $5,000 per violation. This category is for violations which present a direct threat to public health or safety including, but not limited to:

  a) cannabis sold to an unlicensed source;

  b) cannabis purchased from an unlicensed source;

  c) refusal to allow inspection;

  d) refusal to participate in proficiency testing;

  e) failure to comply with testing requirements;

  f) failure to report testing results;

  g) unauthorized personnel on the premises;

  h) permitting criminal conduct on the premises;

  i) engaging in or permitting a violation of the Utah Code 4-41a which amounts to a public safety violation as described in this subsection.

  2) Regulatory Violations: $1,000-$5,000 per violation. This category is for violations involving this rule and other applicable state rules including, but not limited to:

  a) failure to maintain alarm and security systems;

  b)failure to keep and maintain records;

  c) failure to maintain traceability;

  d) failure to follow transportation requirements;

  e) failure to follow the waste and disposal requirements; or

  f) engaging in or permitting a violation of Utah Code 4-41a or this rule which amounts to a regulatory violation as described in this subsection.

  3) Licensing Violations: $500- $5,000 per violation. This category is for violations involving licensing requirements including, but not limited to:

  a) an unauthorized change to the operating plan;

  b) failure to notify the department of changes to the operating plan;

  c) failure to notify the department of changes to financial or voting interests of greater than 2%;

  d) failure to follow the operating plan as approved by the department;

  e) engaging in or permitting a violation of this rule or Utah Code 4-41a which amounts to a licensing violation as described in this subsection; or

  f) failure to respond to violations.

  4) The department shall calculate penalties based on the level of violation and the adverse effect or potential adverse effect at the time of the incidents giving rise to the violation.