Utah Administrative Code (Current through November 1, 2019) |
R628. Money, Management Council |
R628-15. Certification as an Investment Adviser |
R628-15-2. Scope
Latest version.
-
This rule establishes the criteria applicable to all investment advisers and investment adviser representatives for certification by the Director as eligible to provide advisory services to public treasurers under the State Money Management Act (the "Act"). It further establishes the application contents and procedures, and the criteria and the procedures for denial, suspension, termination and reinstatement of certification.