R590-68-7. Exemption From the Act of Securities Purchased or Sold by Odd-Lot Dealers

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Securities exempt from the provisions of the Act are purchased or sold by an odd-lot dealer:

(1) in odd lots so far as reasonably necessary to carry on odd-lot transactions; or

(2) in round lots to offset odd-lot transactions previously or simultaneously executed or reasonably anticipated in the usual course of business.

                    
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