Utah Administrative Code (Current through November 1, 2019) |
R590. Insurance, Administration |
R590-68. Insider Trading of Equity Securities of Domestic Stock Insurance Companies |
R590-68-19. Exemption of Certain Securities From Section 31A-5-303(3)
Latest version.
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Securities shall be exempt from the operation of Section 31A-5-303(3) to the extent necessary to render lawful under the section the execution by a broker of an order for an account in which he has no direct or indirect interest.