R164-1. Fraudulent Practices |
R164-2. Investment Adviser - Unlawful Acts |
R164-4. Licensing Requirements |
R164-5. Broker-Dealer and Investment Adviser Books and Records |
R164-6. Denial, Suspension or Revocation of a License |
R164-9. Registration by Coordination |
R164-10. Registration by Qualification |
R164-11. Registration Statement |
R164-12. Sales Commission |
R164-14. Exemptions |
R164-15. Federal Covered Securities |
R164-18. Procedures |
R164-25. Record of Registration |
R164-26. Consent to Service of Process |
R164-32. Codification of Precedent |
R164-101. Securities Fraud Reporting Program Act |