eLaws | eCases | Utah Code | Utah Courts | Counties & Cities of Utah | Code of Federal Regulations |

Brand

  • Sign In
  • Sign Up
  • eLaws
    • eCases »
  • Utah Code
    • Utah Courts »
    • Counties & Cities of Utah »
    • Code of Federal Regulations »
 Utah Administrative Code (Current through October 1, 2019)
 R164. Commerce, Securities

  R164. Commerce, Securities


R164-1. Fraudulent Practices
R164-2. Investment Adviser - Unlawful Acts
R164-4. Licensing Requirements
R164-5. Broker-Dealer and Investment Adviser Books and Records
R164-6. Denial, Suspension or Revocation of a License
R164-9. Registration by Coordination
R164-10. Registration by Qualification
R164-11. Registration Statement
R164-12. Sales Commission
R164-14. Exemptions
R164-15. Federal Covered Securities
R164-18. Procedures
R164-25. Record of Registration
R164-26. Consent to Service of Process
R164-32. Codification of Precedent
R164-101. Securities Fraud Reporting Program Act
  • About Us| Contact Us
Copyright © 2019 by eLaws. All rights reserved.