R628-15-9. Renewal of Application

Latest version.

  A. Certified investment advisers shall apply annually, on or before April 30 of each year, for certification to be effective July 1 of each year.

  B. The application must contain all of the documents and meet all of the requirements as set forth above with respect to initial applications.

  C. The application must be accompanied by an annual certification fee as described in Section 51-7-18.4(2).

  D. A Certified investment adviser whose certification has expired as of June 30 may not function as a Certified investment adviser until the investment adviser's certification is renewed.

                    
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