Summary


This rule requires than an investment adviser who intends to provide investment advisory services to a public treasurer become certified. It provides for an application process and requests information from an adviser to become certified. The rule requires that investment advisers renew their certification annually and contains post certification requirements. The rule also provides grounds and procedures for denial, suspension and termination of status as a certified investment adviser. (DAR NOTE: A corresponding proposed new rule R628-15 is under DAR No. 39396 in this issue, June 1, 2015, of the Bulletin.)