(Amendment)
DAR File No.: 39617
Filed: 08/26/2015 12:53:07 PMRULE ANALYSIS
Purpose of the rule or reason for the change:
This rule is being updated to include some increased health and safety language for foster children, as well as create more flexibility in implementation for foster parents and licensors.
Summary of the rule or change:
This is a general update to the rules that were completely repealed in November of 2014. It is based on stakeholder feedback on a variety of issues, as well as corrects and clarifies some existing language. This rule update includes a definition of "siblings" for the Office of Licensing and language to encourage the placement of siblings together in foster homes; moves the requirement of CPR training being "in person"; broadens the type of mental health examinations allowable in order to reduce cost/burden to prospective foster parents and ensure the right assessment is done when needed; creates more flexible language regarding requirements for recreation space, telephones, bed requirements, and home temperature; adds a requirement for residents of a foster home to be immunized if they are wanting to take unimmunized foster children; disallows smoking in the foster home; clarifies that homes must be in compliance with municipal requirements for septic systems and swimming pools; and clarifies a foster child's right to be free from harmful media. Extensive stakeholder feedback was sought prior to rule submission from the Division of Child and Family Services (DCFS), Juvenile Justice Services (JJS), Utah Foster Care, Youth Provider's Association, the Department of Health, and Foster Families of Utah.
State statutory or constitutional authorization for this rule:
- Section 62A-2-101 et seq.
Anticipated cost or savings to:
the state budget:
It is not anticipated that this rule change will have any change on state government budget. It will not modify our workload in any significant way at the Office of Licensing. It will not require extra audits or additional forms. It will just be incorporated into current audits. There is no cost or savings.
local governments:
It is not anticipated that this rule change will have any change on local government. They are not directly affected in any way.
small businesses:
It is not anticipated that this rule change will have any significant change for small businesses. Organizations that hold a Child Placing Foster license with Office of Licensing will have to come into compliance with this rule, but that will take only minimal effort and cost.
persons other than small businesses, businesses, or local governmental entities:
Foster families will be minimally affected by this rule change. Some foster families may have to pay for immunizations not covered by their insurance. Other prospective families may save money by not having to do a full psychological assessment if asked by the Office, but may be able to get a more low cost, but equally effective option. Some may save money by choosing to do online CPR rather than in-person. Either way, costs and impact are minimal as either a gain or loss.
Compliance costs for affected persons:
Minimal--Some foster families may have to pay for immunizations not covered by their insurance, but they have reduced costs in other areas such as CPR training.
Comments by the department head on the fiscal impact the rule may have on businesses:
This rule has little anticipated impact on businesses.
Ann Williamson, Executive Director
The full text of this rule may be inspected, during regular business hours, at the Division of Administrative Rules, or at:
Human Services
Administration, Administrative Services, Licensing
195 N 1950 W 1ST FLR
SALT LAKE CITY, UT 84116Direct questions regarding this rule to:
- Julene Robbins at the above address, by phone at 801-538-4521, by FAX at 801-538-3942, or by Internet E-mail at jhjonesrobbins@utah.gov
- Diane Moore at the above address, by phone at 801-538-4235, by FAX at 801-538-4553, or by Internet E-mail at dmoore@utah.gov
Interested persons may present their views on this rule by submitting written comments to the address above no later than 5:00 p.m. on:
10/15/2015
This rule may become effective on:
10/22/2015
Authorized by:
Diane Moore, Director
RULE TEXT
R501. Human Services, Administration, Administrative Services, Licensing.
R501-12. Foster Care Services.
R501-12-1. Authority.
This Rule is authorized by Sections 62A-2-101 et seq.
R501-12-2. Purpose Statement.
(1) This Rule establishes standards for the licensure of foster parents for children in the custody of DHS, inclusive of its Divisions.
(2) This Rule establishes standards that must be utilized by child-placing foster agencies for the certification of foster parents to provide care for foster children.
(3) This Rule establishes compliance standards for licensed and certified foster parents.
R501-12-3. Definitions.
As used in this Rule:
(1) "Abuse" includes but is not limited to:
(a) actual, attempted, or threatened non-accidental harm, to the physical, psychological, or emotional health of a child;
(b) the use of confinement, physical restraint, medication, or isolation that causes or may cause harm to a child;
(c) the deprivation of treatment, food, or hydration to a child;
(d) causing physical injury or pain, including but not limited to bleeding, bruising, swelling, dislocation, contusion, laceration, burning, bone fracture, bodily damage, or death;
(e) corporal punishment, including but not limited to hitting or slapping;
(f) domestic violence related abuse;
(g) sexual abuse or sexual exploitation; or
(h) severe emotional abuse, severe physical abuse, or emotional or psychological abuse, as these terms are defined in section 62A-4a-101.
(2) "Agency" means a child-placing foster agency licensed by the DHS Office of Licensing to certify foster parents.
(3) "Chemical restraint" means any drug or substance used to control a child's behavior or movement that is not prescribed and monitored by the child's personal physician.
(4) "Child" means a person under 18 years of age or a person under 21 years of age who remains subject to the continuing jurisdiction of the Utah Juvenile Court.
(5) "Child care" is defined in Section 26-39-102.
(6) "DCFS" means the DHS Division of Child and Family Services.
(7) "DHS" means the Utah Department of Human Services.
(8) "Direct access" is defined in section 62A-2-101.
(9) "DJJS" means the DHS Division of Juvenile Justice Services.
(10) "Foster care" means the temporary provision of family based care for a foster child by a foster parent.
(11) "Foster parent" means a substitute parent licensed by the DHS Office of Licensing or certified by a licensed child-placing foster agency, and includes the spouse of the primary applicant. Foster parents may also be referred to by other titles, including but not limited to proctor foster parents, professional foster parents, resource families, or kinship caregivers.
(12) "Hazardous material" means any substance that if ingested, inhaled, ignited, used, or touched may cause significant injury, illness, or death. These substances include but are not limited to:
(a) pesticides;
(b) gasoline;
(c) bleach, including bleach based cleansers;
(d) compressed air
(e) ammonia, including ammonia based cleansers;
(f) chemical drain openers;
(g) hair relaxers/permanents;
(h) kerosene;
(i) spray paint;
(j) paint thinner;
(k) automotive fluids;
(l) toxic glues (excludes non-toxic glues;
(m) oven cleaners;
(n) matches/lighters/lighter fluid;
(o) cleaning aerosols;
(p) medications; and
(q) ultra and concentrated detergent capsules.
(13) "Home study" means the written assessment of an applicant's ability to:
(a) comply with all applicable statutes and administrative rules related to providing foster care;
(b) meet the physical and emotional needs of a child in foster care; and
(c) actively engage in achieving the custodial agency's identified outcomes for foster children.
(14) "Human services program" is defined in Section 62A-2-101.
(15) "Maltreatment" includes but is not limited to group punishments for the misbehavior of individuals; disrespecting, bullying, provoking, intimidating, or agitating a child; violating the child's rights as described in R501-12-13; unreasonably withholding emotional response or stimulation; or the actual, attempted, or threatened denial of access to the child's foster home for any purpose unrelated to safety.
(16) "Mechanical restraint" means any device used to control or restrict a child's free movement, including but not limited to a locked door that the child cannot open, a locked window that the child cannot open, handcuffs, belts, straps, ties, or restraint jackets. Mechanical Restraints do not include clothing or safety devices used for their intended purposes, such as belts and seatbelts.
(17) "Medication" means any over-the-counter or prescription drug, vitamin, or supplement in any form.
(18) "Neglect" includes but is not limited to actual, attempted, or threatened failure to provide sufficient nutrition, hydration, sleep, clothing, bedding, shelter, medical services, dental services, educational services, supervision, or the care or treatment prescribed by the child's service or treatment plan.
(19) "Passive physical restraint" means non-violent holding techniques that temporarily restrict a child's free movement, and are used solely to prevent the child from harming any person, animal, or property, or to allow the child to regain physical or emotional control.
(20) "Poverty Guidelines" means the current US Department of Health and Human Services listing of poverty levels as determined by the number of members of a family (see http://www.direct.ed.gov/RepayCalc/poverty.html).
(21) "Reside" Anyone living in the home for thirty days.
(22) "Respite care" means the short term provision of family based care for a foster child by one foster parent in order to provide relief to another foster parent.
(23) "Restraint" means the use of physical force or a mechanical device to restrict a child's freedom of movement or a child's normal access to his or her body, and includes the use of a drug or substance that is not prescribed by the child's physician, and is used to control the child's behavior or restrict the child's freedom of movement.
(24) "Sexual abuse" includes but is not limited to actual, attempted, or threatened sexual contact with a child, or a sexual offense described in Title 76 Chapter 5, Offenses Against the Person.
(25) "Sexual exploitation" includes but is not limited to employing, using, persuading, inducing, enticing, or coercing a child to pose in the nude, to observe or participate in sexual acts, or to engage in any sexual or simulated sexual conduct.
(26) "Siblings" means children with a common parent or grandparent, regardless of whether their legal relationship has been severed, including biological siblings, half-siblings, step-siblings, adopted siblings, and cousins.
(2[
6]7) "Sick" means to have a fever, to be experiencing ongoing or severe diarrhea, unexplained lethargy, respiratory distress, ongoing or severe vomiting, or pain or other symptoms that are ongoing or severe enough to impair a child's ability to participate in normal activity.R501-12-4. Initial, Renewal, and Reapplication Process.
(1) Initial Application for Licensure or Certification: An individual or legally married couple age 21 or over may apply to be a foster parent. The applicant shall provide:
(a) Application Forms: A completed Office of Licensing or Agency foster care application that lists each member of the applicant's household must be submitted, including the following documents signed by the applicant/s:
(i) a confidentiality agreement;
(ii) a DHS Provider Code of Conduct signature form; and
(iii) a verification that the applicant/s have read and understand R501-12 Foster Care Services;
(b) Background Screening: a completed background screening application for each member of the household who is 18 years of age or older, including any supplemental documentation that the application requires;
(c) Financial Viability: a written statement of household income and expenses, together with consecutive current pay stubs or income tax forms;
(i) The Office of Licensing or Agency may consider poverty guidelines when evaluating the dependence of a foster parent on foster payments for their own expenses.
(ii) The Office of Licensing or Agency may require supporting documentation of household income and expenses in order to verify the foster parent will not be dependent on foster care reimbursement for their own expenses.
(d) Training:
(i) [
agency provided v]Verification of successful completion of agency approved pre-service training by each applicant within the past 24 months, and(ii) Verification of current CPR/first aid training[
certification] for each prospective foster parent. Examples of accepted training include but are not limited to: Heart Savers, American Red Cross, and American Heart Association Friends and Family.[While CPR classes may be accessed online, final CPR certification must be an in-person certification.](2) Medical Assessment:
(a) Each applicant shall authorize their current licensed physician, physician's assistant or nurse practitioner to complete and send a signed medical reference report directly to the Office of Licensing or Agency. Medical reference reports must assess the ability of the individual to be a foster parent.
(b) A [
psychological examination]professional mental health examination of a prospective or current foster parent may be required by the Office of Licensing or the Agency [if, in the sole discretion of the Office of Licensing or the Agency, there are questions regarding]if there are concerns regarding the individual's mental status which may impair functioning as a foster parent. These concerns may be based upon any information gathered during the licensing/certifying and monitoring process.(i) The type of professional mental health examination required shall be determined by the Office of Licensing or Agency based on the nature of the presenting concerns.
(ii) Determination of need and type of examination will be made collaboratively involving the licensor, Agency or Office of Licensing administration, and clinical staff from within the Department of Human Services or Agency.
(iii) The prospective or current foster parent shall authorize [
their psychologist, psychiatrist, or Licensed Clinical Social Worker (or equivalent license recognized by the Division of Occupational and Professional licensing) to complete and send]the release of examination information to the Office of Licensing or Agency, including a signed [psychological]report that assesses the ability of the individual [to be a foster parent directly to the Agency or the Office of Licensing]to parent vulnerable children full time as a foster parent.(c) Medical and [
psychological]mental health examinations shall be paid for by the prospective or current foster parent.(d) The Agency or the Office of Licensing may, in the exercise of their professional judgment, deny or revoke an application or license if a medical reference report or [
psychological]other examination reveals reasonable concerns regarding an applicant's ability to provide foster care services , or if the required examination is not completed and provided to the Agency of the Office of Licensing.(3) References:
(a) At the time of initial application, the applicant/s shall submit the names, mailing address, email addresses, and phone numbers of no more than four individuals who will be contacted by the agency or the Office of Licensing and asked to provide a reference letter. These individuals shall be knowledgeable regarding the ability of the applicant/s to provide a safe environment and to nurture foster children. No more than one reference may be a relative of the applicant. Only the four original reference individuals submitted will be considered.
(b) A minimum of three out of the four individuals must submit reference letters directly to the Agency or the Office of Licensing. A minimum of three reference letters received must be acceptable to the Agency or the Office of Licensing.
(c) The Agency or the Office of Licensing may, in the exercise of their professional judgment, deny an application if a reference reveals reasonable concerns regarding an applicant's ability to provide foster care services.
(4) Background Screening:
(a) Each applicant and all persons 18 years of age or older residing in the home shall submit a background screening application as part of the initial application. A background screening application is also required at the point any new individual over the age of 18 moves into the home. A foster parent shall not be licensed or certified unless the background screening applications of all persons 18 years of age or older who reside in the home are approved by the Office of Licensing in compliance with Section 62A-2-120 and R501-14.
(b) A background screening approval shall not be transferred from one Agency to another Agency.
(c) A foster parent shall not permit any adult in the foster parent's home to have unsupervised direct access to a foster child unless the adult's background screening application is approved by the Office of Licensing.
(d) A foster parent shall immediately notify the Office of Licensing or Agency if any person in the home is charged with or under investigation for any criminal offense or allegation of abuse, neglect, or exploitation of any child or vulnerable adult.
(e) Pursuant to section 62A-4a-1003(2). Licensing shall review and evaluate information from the Division of Child and Family Services Management Information System for the purpose of licensing and for the purpose of monitoring all individuals who reside in the foster parents' home. When, in the professional judgment of the Office of Licensing, a supported or substantiated finding against any individual who resides in the foster parents' home may pose a risk of harm to a foster child, the Office of Licensing may issue a safety plan or a sanction on the license of the foster parent or Agency
(5) Home Study:
(a) The Office of Licensing or Agency is not required to perform a home study until after the background screening applications of all persons 18 years of age or older who reside in the home are approved.
(b) A narrative home study shall be completed by a Licensing Specialist in the Office of Licensing or a licensed social worker or mental health worker (SSW or higher) licensed by the State of Utah.
(c) The home study shall include, but not be limited to:
(i) background and current information of each caregiver, including but not limited to information regarding family of origin, discipline used by parents, family history or presence of abuse or neglect, use of substances, education, employment, relationship with extended family, mental and physical health history, stress reduction techniques, values, and interests;
(ii) marital relationship information, including but not limited to areas of conflict, communication, how problems are resolved, and how responsibilities are shared;
(iii) family demographical information, including but not limited to ages, ethnicity, languages spoken, dates of birth, gender, relationships, and history of adoption;
(iv) family characteristics including but not limited to functioning, cohesion, interests, work/life balance, family activities, ethnicity, culture, and values;
(v) child care and supervision arrangements;
(vi) physical characteristics of the home, including neighborhood and school information;
(vii) motivation for doing foster care, including assessment of interest in adoption vs. foster care only;
(viii) assessment of understanding and expectations of children in foster care;
(ix) previous experience caring for children;
(x) current and planned methods of discipline, use of privileges, family rules;
(xi) previous experience with children with special needs or trauma histories;
(xii) assessment of informal and formal supports;
(xiii) assessment of willingness and ability to access support and resources;
(xiv) finances, including bankruptcies;
(xv) applicant strengths and weaknesses;
(xvi) applicant history of any and all previous applications, home studies, or licenses/certifications related to providing foster care;
(xvii) assessment of ability to actively engage in achieving the custodial agency's identified outcomes for foster children; and
(xviii) recommendations for child matching, capacity, training, and support needs.
(xix) query results of the home address on the Utah Sex Offender Registry and address how potential threats will be mitigated.
(6) Foster Parent Annual Renewal Application: A foster parent who wishes to remain authorized to provide foster care services shall submit [
a]renewal paper work at least 30 days and no longer than 90 days prior to license or certification expiration. Background screening approvals and renewal activities have to be completed prior to license expiration. Foster parent shall provide or otherwise submit to the following annually:(a) Signed renewal application, including a signed confidentiality agreement, a signed DHS Provider Code of Conduct signature form, and a signed verification that the applicant/s have read and understand R501-12 Foster Care Services.
(b) Health Statement: Each foster parent shall submit a personal health status statement together with their renewal application; including new medical references if there have been changes to a foster parent's health status over the past year.
(c) Background Screening: Each foster parent and all persons 18 years of age or older residing in the home shall submit a background screening application with each renewal application. A background screening application is also required at the point any new individual over the age of 18 moves into in the home. A foster parent shall not be licensed or certified unless the background screening applications of all persons 18 years of age or older who reside in the home are approved by the Office of Licensing in compliance with Section 62A-2-120 and R501-14.
(d) Financial Viability: a written statement of household income and expenses, together with consecutive current pay stubs or income tax forms.
(i) The Office of Licensing or Agency may consider poverty guidelines when evaluating the dependence of a foster parent on foster payments for their own expenses.
(ii) The Office of Licensing or agency may require supporting documentation of household income and expenses in order to verify the foster parent will not be dependent on foster care reimbursement for their own expenses.
(e) Proof of current CPR/first aid certification.
(f) The home study shall be updated in writing annually after a home visit and safety inspection by a Licensing Specialist in the Office of Licensing or a licensed social worker or mental health worker (SSW or higher) licensed by the State of Utah. Updates should address all changes to the required home study information outlined in this rule, and an assessment of the family's experience over the past year as a foster parent.
(7) Reapplication: A previously licensed or certified foster home is subject to the same requirements as an initial application, with the following exceptions:
(a) Each applicant shall disclose all previous foster care licenses and certifications, including those outside the State of Utah.
(b) Previously licensed homes shall request a written reference from the DCFS region, or out-of-state equivalent, where they last held a foster care license to be sent directly to the Office of Licensing or Agency. Previously certified homes shall request a written reference letter from the last agency where they were certified, and every agency they have been certified by within the past 3 years, to be sent directly to the Office of Licensing or Agency.
(c) Each applicant shall sign releases of information for any agency where they previously provided certified or licensed foster care.
(d) Reapplication of previously licensed or certified homes may utilize an update of the previous home study as long as the home study was created by the same agency currently relicensing or recertifying the home.
(e) If 12 months or less since lapse of any license or certification, non-agency references will be waived.
(f) If 12 months or less since lapse of any license or certification, physician's statement shall be waived. Personal Health statement is still required.
(g) If 24 months or less since lapse of any license or certification, initial training requirements will be waived as long as there is not a change in licensing/certifying agency. A change in agency requires new initial training.
(8) Approval or Denial:
(a) The decision to approve or deny the applicant to provide foster services shall be made on the basis of facts, health and safety factors, and the professional judgment of the Agency or the Office of Licensing.
(b) No person may be denied a foster care license or certification on the basis of the religion, race, color, or national origin of any individual.
(e) The approval of a license or certification is not a guarantee that a foster child will be placed or retained in the foster parent's home.
(f) Foster parents shall not be licensed or certified to provide foster or respite care services in the same home in which they are providing child care or another licensed or certified human services program.
(g) In order to promote health and safety, the Office of Licensing or Agency may issue a license or certification that includes additional restrictions unique to the circumstances of the license.
(h) If a license or certification is denied, an applicant may not reapply for a minimum of 90 days from the date of denial.
R501-12-5. Foster Parent Requirements.
(1) Foster parents shall:
(a) be in good health and emotionally stable;
(b) be able to provide for the physical, social, mental health, and emotional needs of the foster child;
(c) be responsible persons who are 21 years of age or older;
(d) provide documentation of legal residential status;
(e) have the ability to help the foster child thrive;
(f) not be dependent on foster care reimbursement for their own expenses, outside of those expenses directly associated with providing foster care services; and
(g) provide updated medical, social, financial, or other family information when requested by the Office of Licensing or Agency.
(2) DHS employees shall not be licensed or certified as foster parents for children in the custody of their respective Divisions, unless they qualify as kinship providers for the child in accordance with Utah Code Ann. Section78A-6-307. An employee may provide foster services for children in the custody of a different Division only with the prior written approval of both Divisions' Directors in accordance with DHS conflict of interest policy.
(3) Agency owners, directors, managers, and members of the governing body shall not be certified to provide foster care services for children placed with or by the Agency.
(4) Foster parents shall cooperate with the Office of Licensing, Agency, courts, and law enforcement officials.
(5) Each foster parent shall read, sign, and comply with the DHS Provider Code of Conduct.
(a) A foster parent shall not abuse, neglect, or maltreat a child through any act or omission.
(b) A foster parent shall not encourage or fail to deter the acts or omissions of another that abuse, neglect, or maltreat a child.
(6) No more than two children under the age of two, including children who are members of the household and foster children, shall reside in a foster home.
(7) No more than two non-ambulatory children, including children who are members of the household and foster children, shall reside in a foster home.
(8) Except as provided by Section 62A-2-101(14) and R501-12-5-9,[
(b) and R501-12-5(10), no more than three foster children shall reside in a foster home] no more than four foster children shall reside in a licensed foster home and no more than three children shall reside in a certified foster home.(9) Foster parents may provide respite care in their home as long as they remain in compliance with licensing rules in regards to each child placed for foster and respite care. Foster parents may provide respite care when the additional foster child(ren) exceed their licensed capacity only as follows:
(a) Respite care is limited to a maximum of 10 days within any 30 day period.
(i) For foster children who are not siblings, each day of respite for each individual child counts as one day of respite care.
(ii) For foster children who are siblings, each day of respite for a sibling group receiving respite in the same foster home at the same time counts as one day of respite care.
(b) The foster home must have no licensing sanctions currently imposed, including corrective action plans or conditional licenses.
(c) Total number of foster and respite children in a home at one time shall not exceed six unless all but one or two of the children are part of a single sibling group.
(10) A foster parent shall report all major changes or events to the Office of Licensing or Agency within 48 hours. The Office of Licensing or Agency shall evaluate major changes to determine whether the foster parent remains able to provide foster care services. A major change in the lives of foster parents includes, but is not limited to:
(a) the death or serious illness of a member of the foster parent's household;
(b) change in marital status;
(c) loss of employment;
(d) change in household composition, such as the birth or adoption of a child, addition of household members, or tenants; or
(e) allegations of abuse or neglect of any child or vulnerable adult against any member of the foster parent's household.
(11) A foster parent shall report any potential change in address in advance to their licensor or agency.
(a) Licenses and certifications are site specific.
(b) An adjoining dwelling with a separate address that is not accessible from the foster home is not considered part of the foster home site.
(c) A foster child shall not be moved into a home that is not licensed or certified to provide foster care.
R501-12-6. Physical Aspects of Home.
(1) All indoor and outdoor areas of the home shall be maintained to ensure a safe physical environment.
(2) The home shall be free from health and fire hazards.
(3) The home shall have a working smoke detector and a working carbon monoxide detector on each separated level.
(4) The home shall have at least one approved, fully charged fire extinguisher readily accessible to the main living area. An approved fire extinguisher shall be a minimum of 2A:10BC five point, rated multi-purpose, dry chemical fire extinguisher.
(5) Each bathroom shall have a lock sufficient to preserve the privacy of the occupant.
(6) The home shall have sufficient bedroom space to provide for the following:
(a) a bedroom shall not be shared by children [
who are over the age of two and]of the opposite sex unless each child sharing the room is under two years of age;(b) a foster parent's bedroom may only be shared with foster children who are under the age of two years[
two years of age or younger];(c) a foster parent's bedroom shall not be considered in calculating the allowable bedroom space for foster children;
(d) a foster child shall not share a bedroom with other adults in the home;
(e) each [
foster child has his or her own solidly constructed, non-portable bed adequate to the child's size]child in foster care must have an individual bed/crib, mattress, and linens that meet the child's needs and are comparable to other similarly utilized sleeping accommodations in the household;(f) a minimum of 40 square feet per child, excluding adjoining bathrooms and storage space;
(g) no more than four children are housed in a single bedroom that houses at least one foster child;
(h) bedrooms used for foster children shall be comparable to other similarly utilized bedrooms in the home, including but not limited to access, location, space, finishings, and furnishings; and
(i) bedrooms used by foster children shall have a source of natural light and shall be equipped with a screened window that opens and provides egress to the outdoors.
(7) Closet or dresser space shall be provided within the bedroom for the foster child's personal possessions and for a reasonable degree of privacy.
(8) The home shall have space or access to common areas for recreational activities.
(9) Foster parents shall offer nutritious, balanced meals that meet each foster child's individual needs.
(10) The home shall be maintained at a reasonable temperature when occupied by a foster child. The age and needs of the child and other residents may be considered. Generally, reasonable temperatures range between[
temperatures between] 65-82 degrees Fahrenheit.(11) The home shall have a working refrigerator, cooking appliances, and functional indoor plumbing.
(12) Hazards on the property shall be abated. These areas include but are not limited to fall hazards of 3 feet or greater (steep grades, cliffs, open pits, window wells, stairwells, elevated porches, retaining walls, etc), drowning hazards (swimming pools, hot tubs, water features, ponds or streams, etc), burn hazards (fireplaces, candles, radiators, water, etc), unstable heavy items (televisions, bookshelves, etc), high voltage boosters, or dangerous traffic conditions. These hazards shall be mitigated through the use of protective hardware, fences, banisters, railings, grates, natural barriers, or other licensor approved methods.
(13) The home and its contents shall be maintained in a clean and safe condition. Food, clothing, supplies, furniture, and equipment shall be of sufficient quantity, variety, and quality to meet the foster child(ren)'s needs.
(14) Exits: There shall be at least two exits on each accessible floor of the home. Each exit shall be accessible and adequately sized for emergency personnel. Multiple-level homes shall have a functional, automatic fire suppression system or an escape ladder, stairway, or other exterior egress to ground level accessible from each of the upper levels.
(15) Foster parents shall have and use child safety devices appropriate to the needs of the foster child, including but not limited to safety gates and electrical outlet covers.
(16) Home address is clearly visible and location is accessible.
(17) Water and sewage disposal systems other than public systems must be approved by the appropriate authorities.
(18) Swimming pools will be secured in order to prevent unsupervised access and comply with applicable community ordinances.
R501-12-7. Safety.
(1) A foster parent shall not smoke any substance in the foster home or when a foster child is present. All smoking materials shall be inaccessible to foster children.
(2) Foster parents shall provide training to children regarding response to fire warnings and other instructions for life safety upon the initial placement of a child and annually thereafter. This includes an evacuation plan that also anticipates the evacuation of a child who is non-ambulatory or who has a disability.
(3) The home shall have a telephone on-site during all times that a foster child is present. [
The telephone]This may be a land line or a mobile phone, but must be able to receive and make calls and be recognized by the 911 system. Telephone numbers for emergency assistance and the address of the home shall be posted next to the telephone or in a central location visible to the child.(4) The home shall have a fully supplied first aid kit such as recommended by the American Red Cross.
(5) Foster parents shall inform the Office of Licensing or the Agency if they possess or use a firearm or other weapon.
(6) Firearms, ammunition, and other weapons shall be inaccessible to children[
at all times]. Foster parents shall not provide a weapon to a child or permit a child to possess a weapon [in violation of]except as outlined in Sections 76-10-509 through 76-10-509.7.(a) Foster parents do not have the authority of a parent or guardian under Section 76-10-509.
(b) Firearms may be stored together with ammunition only in a locked container commercially manufactured for the secure storage of firearms.
(c) Firearms not stored in a locked container commercially manufactured for the secure storage of firearms shall be unloaded and securely locked. Ammunition for these firearms shall be kept securely locked in a separate location.
(i) The locked storage for firearms and ammunition shall not be accessible through the same keys or combinations.
(ii) Keys and combinations utilized to open locked storage for firearms and ammunition shall not be accessible to a foster child.
(d) Firearms may be stored in display cases only if unloaded and rendered inoperable through the effective use of trigger locks, bolts removed, or other disabling methods.
(e) This does not restrict an individual's rights regarding concealed weapons permits pursuant to UC 53-5-704.
(7) Foster parents who have alcoholic beverages in their home shall ensure that the beverages are closely monitored and inaccessible to children at all times.
(8) Hazardous materials shall be stored securely and remain locked when not in active use, and closely monitored while in active use.
(i) Hazardous materials shall be stored in the manufacturer's original packaging together with the manufacturer's directions and warnings; or
(ii) a container that complies with the manufacturer's directions and warnings and is clearly labeled with the contents, manufacturer's directions and warnings.
(9) Flammable substances, including but not limited to gasoline and kerosene, shall be locked in a ventilated storage area separate from living areas. This requirement does not include substances contained within the storage tanks of equipment, including but not limited to automobiles, lawnmowers, ATV's, boats and snow blowers.
(10) General, common use, household items (excluding those identified as hazardous materials) shall be stored responsibly in consideration of the age, behavior, history, and cognitive and physical ability of each foster child in the home. The foster parent is responsible for consulting with the caseworker and child and family team regarding individual restrictions. General, common use, household items include, but are not limited to the following:
(a) oral hygiene products;
(b) hair and cosmetic products;
(c) facial and skin hygiene products;
(d) cutlery;
(e) laundry and dish detergent (excluding concentrated pods);
(f) cleaning wipes;
(g) rubbing alcohol;
(h) nail polish remover;
(i) laundry stain remover;
(j) propane attached to a grill;
(k) air fresheners and deodorizers; and
(l) spray furniture polish.
(11) Foster parents shall comply with all laws regarding the care and number of animals on their property.
(12) Foster parents shall ensure that the foster child has the safety equipment, supervision, and training necessary for the child to safely participate in an activity that has an inherent risk of bodily harm, injury, or death.
(a) These activities include but are not limited to participation in rock climbing, swimming, hunting, target practice, camping, hiking, use of recreational vehicles, and sports.
(b) Every precaution must be taken to participate in the respective activity as safely as possible. This includes, but is not limited to: wearing DOT/Snell approved helmets when riding off-highway vehicles (OHV), completing OHV education, personal watercraft or boating education, wearing Coast Guard approved lifejackets, and completing hunter's education.
(c) Foster parents shall follow any applicable statute pertaining to minors operating OHV's, personal watercraft, boats, and firearms.
(d) Foster parents shall not permit a foster child any access to firearms without first obtaining the written approval of the child's caseworker.
(13) Foster parents shall comply with any written safety plan required by the Office of Licensing or Agency which establishes additional safety requirements to protect the child from hazardous conditions on the foster parent's property. A safety plan shall not waive any requirement of this R501-12.
(14) Verification of compliance with the Utah Department of Health's recommended immunization schedules shall be provided for each individual residing in the home who is not a foster child.
(a) Recommended influenza immunizations are optional unless a foster child in the home has an immunocompromised condition.
(b) If compliance of all residents in the home cannot be verified, the license shall be restricted to only placements of children who are over the age of 2 months and who are immunized in accordance with the Utah Department of Health's recommendations for their age.
(i) Foster parents must disclose if any individual residing in the home is not in compliance with the Utah Department of Health's recommended immunization schedules to the child placing agency prior to accepting a placement.
(ii) Newborn infants must reach the required age and receive their first dose of required vaccinations to be considered appropriately immunized for their age.
(15) Foster parents shall not accept the placement of a child into their home in violation of any license conditions.
R501-12-8. Emergency Plans.
(1) Foster parents shall have a written plan of action for emergencies and disaster to include the following:
(a) evacuation with a pre-arranged site for relocation;
(b) transportation and relocation of foster children when necessary;
(c) supervision of foster children after evacuation or relocation; and
(d) notification of appropriate authorities.
(2) Foster parents shall have a written plan for medical emergencies, including arrangements for medical transportation, treatment and care.
(3) Foster parents shall immediately report any serious illness, injury, or death of a foster child to the appropriate Division or Agency and the Office of Licensing.
R501-12-9. Infectious Disease.
(1) In the event of an infectious or communicable disease outbreak, foster parents shall follow specific instructions given by the local health department.
R501-12-10. Medication and Medical Emergencies.
(1) Foster parents shall ensure that prescribed medication is administered according to the written directions of the foster child's health provider.
(a) Foster parents shall ensure that the foster child actually consumes the medication.
(b) Foster parents shall report any severe or unexpected side effects or reactions to the foster child's health provider.
(2) Medication shall only be given to the foster child for whom it was prescribed.
(3) Medication shall not be discontinued without the approval of the foster child's health provider.
(4) Non-prescription medications may be administered by foster parents according to manufacturer's instructions unless otherwise directed by the child's health provider.
(5) Medications shall not be administered or carried by the foster child unless approved in writing by the child's health provider.
(6) Medication shall not be used for behavior management or restraint unless prescribed in writing by the foster child's health provider and after notification to the Division or Agency worker.
(7) Medication shall remain locked at all times they are not in immediate, active use.
(a) Foster parents shall not leave medications in active use unattended.
(b) If a foster child requires immediate access to the child's medication, including but not limited to a child with asthma or diabetes, foster parents may carry a single dose of medication for active use on the foster parent's person.
(8) Medications shall remain in the original pharmacy or manufacturer's packaging.
(a) Foster parents shall not repackage medications or divide doses into alternative containers.
(b) Foster parents should partner with the pharmacy regarding any needed divisions of medication.
(9) Foster parents shall promptly take a foster child who has a medical emergency, who is sick, or who is injured, for an assessment by a medical practitioner.
(10) Foster parents shall comply with the treatment orders of the foster child's health provider.
(11) When a foster child is [
removed from]no longer placed in the foster parent's home, all unused medications shall be transferred to the caseworker or Agency.R501-12-11. Transportation.
(1) Drivers of vehicles carrying foster child/ren shall have a valid, current driver's license and valid, current vehicle insurance, and comply with all traffic regulations.
(2) Transportation of foster children shall be provided in an enclosed, registered vehicle that has functional seatbelts. Foster parents shall ensure that foster children properly utilize seatbelts and other safety equipment, including age and size appropriate car/booster seats. Recreational vehicles, including motorcycles, shall not be used for transportation.
(3) Emergency contact information, including but not limited to caseworker and agency information, shall be provided and accessible in each vehicle used to transport foster children.
(4) Each vehicle shall be equipped with a first aid kit.
R501-12-12. Behavior Management.
(1) Foster parents shall provide supervision appropriate to the age and needs of each foster child.
(2) Foster parents shall not use, nor permit the use of corporal punishment including but not limited to physical, mechanical, or chemical restraint, physical force, infliction of bodily harm or pain, deprivation of meals, rest or visits with family, or humiliating or frightening methods to discipline, coerce, punish, or retaliate against a child.
(3) Foster parents shall only use behavior management techniques appropriate for the child's age, behavior, needs, developmental level, and past experiences.
(4) Foster parents shall use the least restrictive method of behavior management available to control a situation.
(5) Foster parents shall only use behavior management techniques that are positive, consistent, and that promote self-control, self-esteem, and independence.
(6) Foster parents shall not use physical work assignments or activities that inflict pain as behavior management techniques. A physical work assignment or activity that results in minor sore muscles does not violate this subsection.
(7) Foster parents shall not abuse, threaten, ridicule, intimidate, or degrade a child.
(8) Foster parents shall not deny a child medical care, nutrition, hydration, clothing, bedding, sleep, or toilet and bathing facilities.
(9) Passive physical restraint shall be applied only by individuals who are trained in accordance with the non-violent intervention strategies of a state, regional, or nationally recognized behavior management program. Documentation of passive physical restraint training certification shall be submitted to the Office of Licensing or Agency with the initial and each renewal application.
R501-12-13. Child's Rights in Foster Care.
(1) Foster parents shall not violate a foster child's right to:
(a) eat nutritious meals with the family;
(b) eat the same food as the family, except when the child is provided with alternative food ordered by the child's physician;
(c) participate in family and school activities;
(d) privacy, including but not limited to maintaining the confidentiality of information about the child and not retaining copies of the child's records once the child is no longer placed there;
(e) be informed of the child's responsibilities, including household tasks, privileges, and rules of conduct;
(f) be protected from discrimination based upon the child's race, color, national origin, culture, religion, sex, sexual orientation, age, political affiliation, or disability;
(g) be protected from harm or acts of violence, including but not limited to protection from physical, verbal, sexual, or emotional abuse, neglect, maltreatment, exploitation, or inhumane treatment;
(h) be treated with courtesy and dignity, including but not limited to reasonable personal privacy and self-expression;
(i) communicate with and visit the child's family, attorney, physician, and clergy, except as restricted by court order;
(j) have clean clothes and personal hygiene needs met;
(k) participate in their own cultural traditions; and
(l) receive prompt medical care when sick or injured.
(m) be free from media content that is likely harmful considering the child's age, behavior, needs, developmental level, and past experiences.
R501-12-14. [
Additional Requirements for Agencies.] Additional Child Placing Agency Considerations.(1) The Agency shall comply with all Office of Licensing rules that relate to their Child Placing Foster license.
(2) The Agency shall comply with Background Screening Rules, R501-14.
(3) The Agency shall recruit, train, certify, and supervise foster parents.
(4) The Agency shall verify completion of all of a foster parent's training requirements, including but not limited to CPR/First Aid training and training regarding the requirements of R501-12, prior to issuing an initial or renewal certification and prior to placing a foster child in the home.
(5) The Agency shall train each foster parent regarding the Agency's policies and procedures prior to placing a foster child in the home.
(6) The Agency shall provide the Department with identifying information of all certified foster homes via the DHS/DCFS Provider website located on the Human Services DHS/DCFS Employee website.
(7) The Agency shall maintain documentation of the initial and annual home studies of the foster parent's home.
(8) The Agency shall have a signed written agreement or contract with each foster parent that clarifies each party's expectations, obligations and responsibilities, including but not limited to the services to be provided to and by the foster parent, the provision of medical, remedial, treatment, and other specialized services to the child, limitations of authority, and financial arrangements.
(9) The Agency shall monitor and keep detailed documentation regarding foster parents' compliance with R501-12, including one unannounced visit to the foster home annually for the purposes of safety and compliance assessment annually in addition to any initial and renewal visits to the home.
(10) The Agency shall investigate all complaints and alleged violations of this rule. The Agency shall provide documentation to the Office of Licensing of any investigations into complaints and alleged violations of R501-12.
(11) The Agency shall provide written notification to each foster parent that informs the foster parent of the rights and responsibilities assumed by a foster parent who signs as the responsible adult for a foster child to receive a driver license, as described in Section 53-3-211. The Agency shall maintain documentation in the foster parent's file, signed and dated by the foster parent, acknowledging receipt of a copy of this written notification.
(12) The Agency shall have and comply with written policies and procedures regarding the denial, suspension, and revocation of a foster parent's certification to provide foster care services, which must include written notification of the foster parent's appeal process.
(13) The Agency shall provide documentation to the Office of Licensing and DCFS of any denial, suspension, revocation or other agency-initiated termination of a foster parent's certification. Documentation shall be provided within two weeks of the action.
(14) The Agency shall not grant any variance to this R501-12 or any other regulation without the prior written consent of the Director of the Office of Licensing.
(15) The Agency shall certify foster parent/s for a specific time period that does not exceed one year prior to placing any foster children in the home. Documentation of certification dates shall be made available to the Office of Licensing as requested.
(16) The Agency must have a written agreement with the foster parent/s which includes the expectations and responsibilities of the agency, staff, foster parents; the services to be provided; the financial arrangements for children placed in the home; the authority foster parents can exercise on children placed in the home; and actions which require staff authorizations.
(17) The Agency shall provide ongoing supervision of certified foster parents to ensure the quality of care they provide.
(18) The Agency shall participate with the child's legal guardian and the foster home to obtain, coordinate, and supervise care and services necessary to meet the needs of each child in their care.
R501-12-15. [
Additional Requirements for DCFS Kinship and Specific Home Licensure.]Additional DCFS Kinship and Specified Home Licensure Considerations.(1) An applicant may be licensed for the placement of a specific foster child or sibling group.
(2) The home study shall be conducted by an approved DCFS kinship home study specialist or by the Office of Licensing.
(3) A minimum of two reference letters received must be acceptable to the Agency or the Office of Licensing.
(4) The home study safety inspection and background screening approvals shall be successfully completed prior to the placement of the child in the home.
(5) A kinship or specific home license may not be utilized for the placement of any foster child other than the child designated on the license, and may not be utilized for respite care.
(6) If a kinship or specific home desires to provide general foster care services, they will close their specific license and submit to the requirements of a general foster care license.
(7) The Office of Licensing recognizes the importance of preserving family and cultural connections for children in foster care. In accordance with 62A-2-117.5 and the Indian Child Welfare Act, the Office of Licensing may issue a waiver of any rule in regards to a kinship/specific home that does not impact the health and safety of the specific child or sibling group. This requires prior written approval by the Director of the Office of Licensing.
R501-12-16. Special Considerations for Siblings.
(1) Except as described below, a sibling group may not be placed in a foster home that already has more than one foster child placed in the home when the addition of the sibling group would exceed four foster children in a licensed foster home or exceed three foster children in a certified foster home
(a) The sibling(s) of a child already living in a foster home may be placed in the foster home for the purpose of reuniting the siblings, even if the addition of the sibling or sibling group would exceed four or more foster children in a licensed foster home or three or more foster children in a certified foster home.
(b) A foster home may provide for a sibling or a sibling group beyond the allowable four foster child limit for licensed foster care and three foster care limit for certified foster care only when they remain in compliance with licensing rules in regards to each child.
R501-12-17. Compliance.
Any active license on the effective date of this rule shall be given 30 days to achieve compliance with this rule with the exception of R501-12-7(14)which will be given 60 days to achieve compliance.
KEY: licensing, human services, foster care, certified foster care
Date of Enactment or Last Substantive Amendment: [
November 17, 2014]2015Notice of Continuation: October 18, 2012
Authorizing, and Implemented or Interpreted Law: 62A-2-101 et seq.
Document Information
- Effective Date:
- 10/22/2015
- Publication Date:
- 09/15/2015
- Type:
- Notices of Proposed Rules
- Filed Date:
- 08/26/2015
- Agencies:
- Human Services, Administration, Administrative Services, Licensing
- Rulemaking Authority:
Section 62A-2-101 et seq.
- Authorized By:
- Diane Moore, Director
- DAR File No.:
- 39617
- Summary:
- This is a general update to the rules that were completely repealed in November of 2014. It is based on stakeholder feedback on a variety of issues, as well as corrects and clarifies some existing language. This rule update includes a definition of "siblings" for the Office of Licensing and language to encourage the placement of siblings together in foster homes; moves the requirement of CPR training being "in person"; broadens the type of mental health examinations allowable in order to reduce ...
- CodeNo:
- R501-12
- CodeName:
- {35438|R501-12|R501-12. Foster Care Services}
- Link Address:
- Human ServicesAdministration, Administrative Services, Licensing195 N 1950 W 1ST FLRSALT LAKE CITY, UT 84116
- Link Way:
Julene Robbins, by phone at 801-538-4521, by FAX at 801-538-3942, or by Internet E-mail at jhjonesrobbins@utah.gov
Diane Moore, by phone at 801-538-4235, by FAX at 801-538-4553, or by Internet E-mail at dmoore@utah.gov
- AdditionalInfo:
- More information about a Notice of Proposed Rule is available online. The Portable Document Format (PDF) version of the Bulletin is the official version. The PDF version of this issue is available at http://www.rules.utah.gov/publicat/bull-pdf/2015/b20150915.pdf. The HTML edition of the Bulletin is a convenience copy. Any discrepancy between the PDF version and HTML version is resolved in favor of the PDF version. Text to be deleted is struck through and surrounded by brackets ([example]). ...
- Related Chapter/Rule NO.: (1)
- R501-12. Child Foster Care.