No. 30262: R164-25. Record of Registration  

  • DAR File No.: 30262
    Filed: 07/30/2007, 02:54
    Received by: NL

    NOTICE OF REVIEW AND STATEMENT OF CONTINUATION

    Concise explanation of the particular statutory provisions under which the rule is enacted and how these provisions authorize or require the rule:

    Subsection 61-1-25(5) of the Utah Uniform Securities Act states that the division may honor requests for interpretive opinions. Section 61-1-24 allows the division to make rules necessary to carry out the provisions of the Act.

    Summary of written comments received during and since the last five-year review of the rule from interested persons supporting or opposing the rule:

    No written comments have been received.

    Reasoned justification for continuation of the rule, including reasons why the agency disagrees with comments in opposition to the rule, if any:

    This rule assists the public in interpreting the Act by providing guidelines for requesting interpretive opinions and no-action letters, and should be continued.

    The full text of this rule may be inspected, during regular business hours, at the Division of Administrative Rules, or at:

    Commerce
    Securities
    HEBER M WELLS BLDG
    160 E 300 S
    SALT LAKE CITY UT 84111-2316

    Direct questions regarding this rule to:

    Charles Lyons at the above address, by phone at 801-530-6940, by FAX at 801-530-6980, or by Internet E-mail at clyons@utah.gov

    Authorized by:

    Wayne Klein, Director

Document Information

Publication Date:
08/15/2007
Filed Date:
07/30/2007
Agencies:
Commerce,Securities
Authorized By:
Wayne Klein, Director
DAR File No.:
30262
Related Chapter/Rule NO.: (1)
R164-25. Record of Registration.